One Of The Top 10 Legal And Compliance Firms

MAH Advising LLC is a pioneer in protecting your financial services firm against legal and regulatory risk, having been ranked one of the top 10 legal and compliance firms by financial services review magazine.

24/7 Availability

We are a fixed fee-only law firm that is available to you 24 hours a day, seven days a week. We are here to protect you, not gouge you in a risk-filled world.

Custom Legal Solutions

We believe that each business is distinct. As a result, we never use a template solution for any of our clients; instead, we provide tailored solutions to your specific requirements/needs.

About MAH Advising LLC

We find our clients get told not too much or that they can’t accomplish their business goals. We find that the term of legal and compliance has gotten a stain with our clients. It is viewed as an inhibitor and the enemy rather than someone who is here to protect you. At MAH Advising LLC, we view that very differently. We are here to help you achieve your goals while mitigating risk, not eliminating it. Regulators indeed tend to cause us more burden, but our legal and complaint teams are here to protect you and protect you to accomplish your goals.

— Michael A. Hurckes, Esq., Managing Attorney

Legal Practices Area

Our mission is to create robust associations with our customers. So we understand your plans to deliver more clarity on your needs, whether you require general corporate counsel services or corporate legal assistance for a current project, and process accordingly to perform with better outcomes simultaneously.

INVESTMENT ADVISER REGULATORY COUNSEL

MAH Advising, LLC)  serves a wide variety of clients ranging from small businesses to large financial institutions in the United States. Our services cater to Broker-dealers, investment advisers, compliance officials, boards of directors, corporations, private fund advisers, and financial experts.

CORPORATE GOVERNANCE

We have the years of experience and knowledge of best practices necessary to provide corporate governance, assisting clients in managing the responsibilities of running a financial corporation.

CORPORATE & BUSINESS FORMATION

We offer corporate investment adviser formation services to businesses and help as they expand. Along with corporate services, we represent businesses all across the nation and the world.

INVESTMENT ADVISER MARKETING RULE COUNSEL

We are well-versed in the nuances of the IA Marketing Rule. Our team can help you review policies, procedures, supervisory standards, performance advertising, testimonials, and solicitors agreements relating to endorsements and promotions.

CONTRACT REVIEW COUNSEL

We offer a wide variety of contract drafting services that are intended to assist clients in minimizing risks and managing all kinds of business agreements in an efficient manner.

DUE DILIGENCE COUNSEL

We assist those conducting due diligence prior to business transactions, fund formation, corporate mergers, and stock purchases. We have advised financial services firms and corporations across the spectrum on compliance with federal securities regulations.

Free Consultation

With a wide range of specialties, our defense attorneys can assist your company with a variety of legal solutions. Join us for a free 30-minute online strategy session to discuss your case.