The SEC, FINRA, and the DOJ want to fine you, that much is clear. They want to catch you not following some obscure regulation. That is why you need MAH in your corner. MAH is comprised of lawyers, CPA’s, Auditors, and more to give you the best representation in the business. We want to protect your reputation from being tarnished by overzealous regulators. We are here to guide you from the start of your firm to everyday compliance needs, and if a regulator does try to come after your firm. We’ll be there right beside you with our enforcement team giving you the best and most aggressive defense possible. We are here to be your entire Compliance Department, and ready to stand by you so you can achieve your business goals.
SEC fined non-MAH represented firms in 2020.
FINRA fines for Non-MAH Represented Firms
Non- MAH Representatives barred from the industry forever in 2019
Our Vision is a day where you don't need to hire 6 in house lawyers who each have different specialty. Instead, you hire one firm who has the expertise of hundreds of people.
Our Mission is to protect your firm from adverse regulator interference. You should stick to your business. We focus on protecting you and getting you to your goals without regulator inference.