Investment Adviser Marketing Rule Counsel

Advice For Maintaining Compliance With Marketing Practices

The requirements of our clients and governing bodies have changed along with the industry’s evolution. It can be challenging and confusing to navigate the Investment Advisers Marketing Rule’s guidelines. The Rule introduces alternative marketing strategies, but it is up to organizations to do so in a way that complies with the law.

The professionals and attorneys at MAH Advising, LLC (referred to as “MAH”) are knowledgeable about the subtle nuances of the IA Marketing Rule. We offer advice and practical guidance on incorporating these rules into your marketing plan. When it comes to endorsements and promotions, our qualified team can help you review the relevant policies, procedures, supervisory standards, performance advertising, testimonials, and solicitors agreements.