NEWS

Investment Advisers Need to be Cautious what They Post on Social Media – SEC Continues to Develop Regulations on this Issue

Investment Advisers Need to be Cautious what They Post on Social Media - SEC Continues to Develop Regulations on this Issue   Update on U.S. Investment Fund SEC enforcement defense or Securities and Exchange Commission reiterated on July 10th that social media is covered by securities laws....

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Whistleblower Awards of the SEC at Record Level – Re-examine Policies and Procedures by MAH Advising

Whistleblower Awards of the SEC at Record Level | Re-examine Policies and Procedures by MAH Advising The U.S. SEC announced recently that they have already surpassed fiscal year 2021's whistleblower award record during the first half of fiscal year 2021. You can learn about the...

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