MAH Advising on Disputes and Arbitration Among Brokers

MAH Advising provides arbitral and legal counsel for brokers. Besides representing financial advisors nationwide in arbitration and enforcement actions before the Financial Industry Regulatory Authority (FINRA), state securities regulators, and CFP Board, our securities attorneys have important experience in advising clients on defending against these claims.

The following tasks have been handled by MAH Advising:

  • Enforcement and disciplinary actions by FINRA 
  • Arbitration between customers
  • Actions and inquiries taken by the CFP Board 
  • Actions and Inquiries Relating to State Registration

MAH Advising provides top quality broker legal actions and arbitration counsel as a result of our knowledge and expertise within the financial industry. Our securities attorneys are also experienced in other legal financial matters, such as breakaway broker services, BrokerCheck disclosures which includes customer complaints, regulatory matters, whistleblower actions, expungement of CRD, and employment matters. Schedule a phone conference with MAH Advising to discuss your case today.