MAH Advising can address your investment adviser registration needs and concerns. We will work directly with your investment adviser firm’s managing principal or chief compliance officer to identify registration challenges, and we will then build and implement solutions to meet your regulatory responsibilities. We can relieve you of the burden of having to find competent licensing and registration personnel by performing all of your licensing and registration functions for you, or you can purchase à la carte services from the list below as the need arises.
Our Registration Services for New and Existing RIAs Include the Following:
Disclaimer: We are consultants, not lawyers, this is not legal advice. We work with the top law firms when the practice of law is required.