The fastest way to secure your business from regulatory risk. The leader in RIA, Broker Dealer Compliance, and Enforcement Defense.
SEC fined non-MAH represented firms in 2020.
FINRA fined non-MAH represented firms firms in 2019
FINRA barred non-MAH Represented representatives in 2019
Without MAH my firm would have been bankrupt from all the fines Regulators would have imposed on us.
When I started my new firm I had no idea where to turn for Compliance Needs. Large law firms wanted 6 figures a month. MAH took us under their wing and guided us along. When we had our first Exam MAH was there answering every question and providing all the documentation needed. Truthfully, I didn't know we had all this.
MAH Advising is not a law firm. Although its employees may be lawyers this is not legal advice.