The fastest way to secure your business from regulatory risk. The leader in RIA, Broker Dealer Compliance, and Enforcement Defense.

0 Billion
SEC fined non-MAH represented firms in 2020.
20 Million
FINRA fined non-MAH represented firms firms in 2019
200
FINRA barred non-MAH Represented representatives in 2019
MAH Advising is not a law firm. Although its employees may be lawyers this is not legal advice.